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Thursday 18 Dec 2014

GXG Markets

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GXG Markets listing requirements

GXG Markets listing requirements


GXG Markets Listing Rules and Requirements

Please note that the rest of this document includes only the general issuer qualification requirements, not the technical requirements, for all three segments of GXG Markets. This document is only a guideline and listing requirements are subject to change without notice.

GXG Markets First Quote listing rules and requirements:

The following are the general requirements for listing the Issuer on GXG Markets First Quote:

  • Minimum age of company—N/A
  • Audited financials
  • Approved Prospectus not required
  • Other listing documents, applications, forms and requirements.If company is a "Designated Global Issuer", it must provide a detailed Due Diligence Report prepared by a designated GXG Due Diligence Partner.
  • If company is a "Designated Global Issuer", a site visit to the company's headquarters must be carried out by a designated GXG Due Diligence Partner.
  • Admission documents must be submitted by an official GXG Corporate Advisor
  • Must engage a designated GXG Markets Corporate Advisor on an ongoing basis.

Time to listing: About 6 weeks.

GXG Markets Main Quote listing rules and requirements:

The following are the general requirements for listing the Issuer on GXG Markets Main Quote:

  • Minimum age of company—N/A
  • Audited financials
  • Approved Prospectus not required
  • Other listing documents, applications, forms and requirements.
  • No market maker required – but must use registered GXG corporate Adviser to advise on listing
  • If company is a "Designated Global Issuer", it must provide a detailed Due Diligence Report prepared by a designated GXG Due Diligence Partner.
  • If company is a "Designated Global Issuer", a site visit to the company's headquarters must be carried out by a designated GXG Due Diligence Partner.
  • Admission documents must be submitted by an official GXG Markets Corporate Advisor
  • Must engage a designated GXG Markets Corporate Advisor on an ongoing basis.

Time to listing: Approximately 6 to 8 weeks.

GXG Markets Official List listing rules and requirements:

The following are the general listing rules and requirements for listing the Issuer on GXG Markets Official List:

  • Minimum age of company—3 years
  • Audited financials
  • Approved Prospectus required
  • Other more stringent listing documents, applications, forms and requirements for the GXG Official List.
  • If company is a "Designated Global Issuer", it must provide a detailed Due Diligence Report prepared by a designated GXG Due Diligence Partner.
  • If company is a "Designated Global Issuer", a site visit to the company's headquarters must be carried out by a designated GXG Due Diligence Partner.
  • Admission documents for the GXG Official List must be submitted by an official GXG Corporate Advisor/Sponsor
  • Companies listing on GXG Official List engage a designated GXG Markets Corporate Advisor/Sponso on an ongoing basis.

Time to listing: About 4 to 5 months.

Questions?

Contact an official GXG Corporate Advisor